Hong Kong legal information

Fund Services publications

EFG Fund Services disclaimer

EFG Fund Services believe that the information on this website is accurate. However, it is unavoidably general in content and should not be relied upon in making a specific decision. EFG Fund Services strongly recommend that before making a decision to create a structure, clients should take professional legal and tax advice in their country of residence.

EFG Fund Services is a division of EFG Wealth Solutions, which is part of EFG International and includes the following: EFG Wealth Solutions (Jersey) Limited and its Jersey subsidiaries regulated by the Jersey Financial Services Commission; EFG Wealth Solutions (Singapore) Limited regulated by the Monetary Authority of Singapore; EFG Bank & Trust (Bahamas) Ltd regulated by the Central Bank of The Bahamas; EFG Bank (Luxembourg) S.A. regulated by the Commission de Surveillance du Secteur Financier and EFG Private Bank (Channel Islands) Limited regulated by the Guernsey Financial Services Commission.

Regulatory Disclosures

Document Download
Liquidity Information Disclosure statement for Mar 2022 (English)
Liquidity Information Disclosure statement for Mar 2022 (Chinese)
Financial Disclosure Statement for Dec 2021 (English)
Financial Disclosure Statement for Dec 2021 (Chinese)
Liquidity Information Disclosure statement for Sep 2021 (English)
Liquidity Information Disclosure statement for Sep 2021 (Chinese)
Financial Disclosure Statement for Jun 2021 (English)
Financial Disclosure Statement for Jun 2021 (Chinese)
Liquidity Information Disclosure statement for Mar 2021 (English)
Liquidity Information Disclosure statement for Mar 2021 (Chinese)
Financial Disclosure Statement for Dec 2020 (English)
Financial Disclosure Statement for Dec 2020 (Chinese)
Liquidity Information Disclosure statement for Sep 20 (English)
Liquidity Information Disclosure statement for Sep 20 (Chinese)
Financial Disclosure Statement for Jun 2020 (English)
Financial Disclosure Statement for Jun 2020 (Chinese)
Liquidity Information Disclosure Statement for Mar 2020 (English)
Liquidity Information Disclosure Statement for Mar 2020 (Chinese)
Financial Disclosure Statement for Dec 2019 (English)
Documents

Important notice

This “General Knowledge on Derivatives" DVD is provided by EFG Bank AG, Hong Kong Branch (“Bank”) based on materials developed by the Hong Kong Association of Banks (“HKAB”) which retains all intellectual property rights in the contents. However the HKAB has not endorsed or authorised this DVD or any part of it. This DVD is provided by the Bank solely for the general information of the Client(s) to whom it is sent, and no part of it may be copied, edited, transmitted, distributed, published or otherwise passed in any way to any other person, or otherwise dealt with, in whole or in part, without the Bank's prior agreement.

The Bank may amend any of the charts, data, opinions, estimates or other information in this DVD or Video from time to time without any prior notice, but we do not undertake to supply updated DVDs to recipients of earlier versions.

Nothing in this DVD should be construed as an offer to sell or a solicitation of an offer to purchase any investment product.
 

Investment products

Investment involves risk. The price of investment products can and does fluctuate, and any individual investment product may experience upward or downward movements, and may even become valueless. There is an inherent risk that losses may be incurred rather than profit made as a result of buying and selling investment products.

Disclaimer

The material and information contained in this DVD is provided for general information only and should not be used as a basis for making business decisions. It is not intended to take into account individual Client objectives or needs, and it must not be relied upon as providing professional advice.It is in the nature of developing practices and market activities that it may not contain the most up-to-date information, and any information in this DVD should not be relied upon without consulting primary or more accurate or more up-to-date sources of information or obtaining specific professional advice. You are recommended to obtain such professional advice where appropriate.While the Bank has taken reasonable care to verify the accuracy of the information contained on this DVD, it is not designed to satisfy any particular regulatory requirements in any jurisdiction in relation to investor education or otherwise, and it has not been reviewed by any regulatory authorities in any jurisdiction. Neither the Bank nor the HKAB guarantee the accuracy, completeness, reliability or fitness of this DVD or its contents for any purpose, or make any representation that the material and information contained in this DVD is relevant, appropriate or permissible for use in any jurisdiction other than Hong Kong, or that the contents will remain current.To the maximum extent permitted by applicable law, the Bank, HKAB and their respective employees agents and representatives expressly disclaim all or any liability (whether in tort or contract or otherwise) for any loss, damage, costs or expenses of any nature arising from or in connection with:the contents of or omissions from this DVD, including any express or implied representations, statements or conclusions;the provision to, or use by, any person of this DVD or any part of it;the preparation of the information contained in this DVD; andany person relying on, disclosing or using any information or statement contained in or connected with this DVD.If the liability of the Bank, HKAB and their respective employees, agents or representatives in relation to any matter relating to or arising in connection with this DVD is capable of limitation (but not indemnification or exclusion), it is hereby limited to the maximum extent that is permitted by law.

Disclaimer

Important legal information

No Offer or Advice

The information contained in the web site is provided for information purposes only and should in no event be construed as a solicitation or offer, as advice or as a recommendation to buy, sell or engage in any transaction whatsoever.

The information included on the web site does not constitute a prospectus within the meaning of Art. 652a and/or Art. 1156 of the Swiss Code of Obligations or Art. 32 ff. of the Swiss Listing Rules.

The information on the web site constitutes in no event a solicitation or offer, an advice or a recommendation to buy, sell or engage in any jurisdiction where such offer or sale would be prohibited. None of the services, investments or mutual funds referred to in the site is available, and prospectuses in respect of them will not be distributed, to persons resident in any state or territory where such distribution would be contradictory to local law or regulation.

Suitability

Prior to making any investment decision, the investor should fully understand the economic risks and merits, as well as the legal, tax and accounting characteristics and consequences of the transaction, and make his own determination that the investment is consistent with his objectives and that he is able to assume the risk.

Prior to entering into any transaction, investors are advised to engage their own legal, tax and accounting professionals where they deem necessary. Any decisions taken with regard to investments are based exclusively on the assessment of the investor.

Returns/Performance/Liquidity

Potential investors should note that investments can involve significant risks and the value of an investment may go down as well as up.

No assurance can be given that the investment objective of any product will be achieved or that substantial losses will not be suffered.

There is no guarantee of trading performance and past or projected performance is not necessarily a guide to future results.

Liability

The information and data contained in this web site have been obtained from sources believed to be reliable, but they are not guaranteed. All expressions of opinion are subject to change without notice and are not intended to be a guarantee of future events. Neither accuracy nor completeness is warranted and any liability, including incidental or consequential damages, arising from errors or omissions in this web site are expressly disclaimed.

It all starts with a conversation

Let's start ours and build something valuable today.

Contact us
  • EFG Capital International Corp
    701 Brickell Avenue, Ninth Floor,
    Suite 1350, Miami - FL 33131
  • +1 305 482 8000